c1.chi dinh chung
Part 1 Basic strategy and introduction to pathology
1.Therapeutics: general strategy
This book is about the rationale of therapeutic decision making, and in particular the logic of drug
selection. Thus, it must start with an account of where pharmacotherapy (drug therapy) fits into
the overall management of a patient, and the factors that govern the selection of a drug regimen. The medical process starts with the case history, which includes examination, investigation and
diagnosis, and culminates in a decision about management. A similar if less elaborate process
must be followed by a pharmacist to respond to symptoms presented by a patient. All this infor-
mation is gathered together to provide a systematic classification of information about a patient. However, before considering the case history, the terminology and systematic description of disease must be introduced. Pharmacists are familiar with classifying knowledge about a drug into such categories as ‘indications’ and ‘side-effects’. This enables the comparison of similar drugs, and facilitates learning about a new drug and anticipating its properties by assigning it to an existing class. In an analogous way, knowledge about disease is systematically described using specific categories, and this enables similar diseases to be distinguished by certain features, and helps learning about a newly encountered disease. The medical process and the systematic description of disease form the framework for the discussion of specific conditions and disease groups in subsequent chapters.
Terminology of disease
Definition
An account of a disease starts with a description of its general nature, including the organ system
affected and important features that differentiate it from similar conditions. The following are two
examples:
Essential hypertension is a chronic slowly progresive cardiovascular condition in which the mean blood pressure is consistently above the population normal range for the patient’s age, but below130 mmHg and not rising rapidly.
- Rheumatoid arthritis is a severe chronic progressive inflammatory erosive polyarthropathy, primarily articular synovitis, but with systemic features.
Aetiology and pathology
These categories are sometimes difficult to distinguish, especially when the cause of a disease is
uncertain Aetiology is concerned with general causes of a disease and the circumstances (‘risk
factors’) that predispose an individual to suffer from its effects: it may be thought of as answer-
ing the question, ‘why?’ (see Table 1.1). Aeti-ology makes no assumptions or assertions about
the processes by which these factors bring about the condition. Thus, the aetiology of tubercu-
losis (TB) involves poor public and domestic hygiene, reduced patient immune status and the
mycobacterium; that of cancer may include genetic predisposition, viral infection and envi-
ronmental toxins; that of essential hypertension involves obesity, salt intake and stress, etc
Pathology is concerned with the mechanims of the disease process, what the disease does, and
how it does so. It answers the question, ‘how did it cause the observed symptoms?’ Ideally it will
explain the steps by which the aetiological risk factors lead to the malfunction. It then describes
the changes caused in body function resulting from the disease and the body’s response to this.
The pathophysiology of a disease relates its effects to the disruption of normal physiological
functions, e.g. the pathophysiology of essential hypertension involves a raised peripheral vascular resistance and possibly an expansion of the intravascular fluid volume. Pathogenesis describes the development or progression of the disease process. Thus, the pathogenesis of rheumatoid arthritis (RA) involves synovial hyperplasia followed by inflammatory cell infiltration, then articular erosion. Where immunological processes are known to be involved in the disease, e.g. the autoimmune pancreatic destruction in type 1 diabetes mellitus, the term immunopathology is used
There are a few general pathogenic mechanisms, such as inflammation and ischaemia,
that occur as fundamental bodily responses to very many diseases. These are described in
Chapter 2
Epidemiology
It is important to know how common a condition is, and whether any particular population
group is more susceptible by virtue of birth or environment. It answers the question, ‘who?’
There may also be significant differences in disease occurrence between the sexes, different
ethnic groups and different age groups. The incidence is the number of new cases of the disease;
it is usually expressed as per million of a population per year. The lifetime incidence is the
proportion of the population likely to suffer from the disease at some time in their life, e.g.
the lifetime incidence of duodenal ulcer among British males is about 1 in 10.
Prevalence refers to the number of active cases of a disease at any one time, e.g. the overall
prevalence of Parkinson’s disease is about 1 in 1000, affecting men and women equally, but is 1 in 200 among those over 70 years of age. The term morbidity is sometimes used more loosely to describe the prevalence of a disease; thus heart disease has a relatively high morbidity, renal
cancer a low morbidity. Comorbidity refers to any other disease the patient has
The relationship between incidence and preva-
lence depends on the natural history (usual
course) of the condition. Although the annual
incidence of the common cold may be up to 1
in 2 in the UK, the prevalence at any given
time will vary between perhaps 10 million and
merely several hundred thousand, depending on
the season, as colds are acute in onset and short-
lived. On the other hand, the prevalence of
chronic renal failure depends on the annual
incidence and the average survival time following
diagnosis
Knowledge about the epidemiology of a disease may provide clues about its aetiology. For example, the incidence of stomach cancer is higher in Japan than the USA, but the prevalence among Japanese immigrants to the USA is similar to that of Americans. This strongly suggests that environmental factors such as diet are more important than genetic ones.
Clinical features
Signs and symptoms, often thought to be
synonymous, are distinct terms. Symptoms are
subjective; they are noticed by the patient and
either reported - the things a patient complains
of - or elicited on questioning. Signs are usually
found objectively on examination by the clini-
cian, although occasionally may be noticed by
the patient. Both are important: the former
emphasise what are likely to be the patient’s
major concerns; the latter aid precise diagnosis The typical pattern of clinical features caused
by a disease is called its presentation. Many
diseases have such consistent presentations as
to be almost diagnostic, e.g. a spiking fever, stiff
neck and photophobia in meningitis; such
definitive features are called pathognomonic. A
well-defined group of clinical features that
commonly occur together is sometimes called a
syndrome, e.g. proteinuria, hypoproteinaemia
and oedema together are known as the ‘nephrotic
syndrome’.
Investigations
In describing a disease it is helpful to include the
tests or procedures used to confirm a diagnosis,
distinguishing between closely related condi-
tions (the differential diagnosis) or monitoring
progress. For example, although the measure-
ment of urinary glucose is a poor method of
assessing control in a patient with diabetes
mellitus, , it is quite useful for screening large
groups for possible diabetes
Natural history
Knowledge of the usual course of a disease from
its onset and pretreatment phase through to its
final outcome is important for several reasons. It
enables predictions to be made about a patient’s
likely recovery or degree of eventual disability,
i.e. the prognosis. It also helps in judging
whether improvements in a patient’s condition
are due to treatment or to natural remission. Many chronic diseases progress by a series of
exacerbations, remissions and relapses, and
improvements cannot with certainty be ascribed
to any treatment that is being given The patient may have improved even without the treatment
Different disease subgroups may be differenti-
ated by different natural histories. For example, RA typically has an insidious onset, but if there is a sudden onset of multi-joint inflammation
the prognosis is better. Furthermore, some two-
thirds of RA patients will have such a slowly progressive disease that they can expect little
disablement within a normal lifespan
Knowing the average duration of the disease and its pattern of activity is important. Some
diseases start with a period of characteristic warning signs, known as the prodromal phase.
Acute illness starts suddenly (acute onset) and
resolves either of its own accord or following
treatment. A chronic disease usually starts insid-
iously, and continues for a long time, possibly
lifelong. For chronic disease in particular we also
need the answers to several important ques-
tions. Does it remain stable or tend to deteriorate
steadily (progressive disease) and if so, at what
rate? Is there any residual disability after the
disease has resolved, or can it be cured? ? Does
it follow a continuous or a fluctuating course,
with remissions and relapses or exacerbations? Many diseases also have typical secondary
complications, e.g. haemorrhage in peptic ulcer-
ation. What is the prevalence of complications,
especially in different age or sex groups?
The likelihood of a fatal outcome (the mortal-
ity) is usually expressed as the proportion
of patients expected to die within a specified
time. Conversely, survival is the proportion of
patients alive at a specified time after diagnosis.
Both are commonly cited as medians, e.g. a 3-
year median survival means that half of patients
are expected to be still alive after 3 years. For
example, the median survival of severe heart
failure is 1 year. Alternatively, we might speak of,
for example, mortality at 5 years being x%, or an
annual mortality rate of y%. It is important to
distinguish between the mortality and morbidity
of a particular disease, in order to compare the
suitability of different treatments. Thus, skin
diseases generally have a high morbidity but very
low mortality, so toxic therapy is rarely indicated.
However, malignant melanoma, while having
a low morbidity, has a very high mortality, so
aggressive therapy is warranted.
Management and treatment
Management embraces all the decisions made to
deal with the patient’s complaint; it describes
the strategy. Its first task is to decide realistic
aims, based on a knowledge of the presentation,
investigations and natural history. Within the
broad area of management, treatment comprises
the range of interventions, like drugs, surgery or
physiotherapy, that can be used to achieve these
aims. Of course, this can include doing very lit-
tle if the condition is self-limiting. On the other
hand, in very advanced or incurable disease,
management might involve no more than symp-
tom control, nursing care, simple reassurance
and appropriate counselling, i.e. palliative care.
The assessment of the balance of harms and benefits of different treatments (the risk-to-
benefit or harm-to-benefit ratio) must be based on knowledge of the severity and mortality of the condition, the risks of not treating and the toxicity of the treatment
Aims
The various possible general aims of manage-
ment may be set in a hierarchy (Table 1.1). In
complex diseases several aims may be legitimate,
for different aspects of the disease and its
complications. Prevention may be the ultimate
aim of medicine, but symptomatic relief is frequently all that can be offered. Only by having clearly defined aims can it be judged to what extent the treatment has been successful, and thus whether such treatment should be
continued or changed.
Prophylaxis
This can only follow from an understanding of
the aetiology and pathology, but that alone is not
always sufficient. Some infectious diseases have
been almost completely eliminated in some coun-
tries by a systematic combination of public health
measures and vaccination, e.g. diphtheria. Small-
pox is the only disease that has been completely
eradicated worldwide, and poliomyelitis is close
to eradication. Yet although much is known about
the causes of chronic obstructive pulmonary
disease (COPD) and ischaemic heart disease,
prevention here probably resides more in the
domains of education and social and economic
policy than in medicine. On the other hand, there
is at present little hope of preventing most cases of
chronic renal failure or cancer because so little is
understood of their aetiology.
Reversal
Prevention has clearly failed if a patient presents
with symptoms. Some diseases are intrinsically
temporary, self-limiting and reversible, such as
minor gastric upset. For others, the ideal would
be to reverse the disease process and leave the
recuperative powers of the body to restore health
completely. This amounts to a cure, and it is
sobering to reflect that there are few important
diseases for which this is a realistic aim. When
patients have recovered from an infection, they
are usually physiologically just as they were
before their illness. In almost all other common
serious chronic diseases the sad truth is that we
do not do a very good job, for example in heart
disease and cancer, which together account for
over 50% of all premature deaths in the West.
This is not to obscure the fact that immense
good is done by modern medicine, and medi-
cines, in the relief of the misery associated with
serious illness, in particular the damaging effects
of acute exacerbations of chronic diseases
Transplantation is a growing area, and can
reverse some diseases (although immunosuppres-
sant therapy prevents completely normal life). In
the future, gene therapy promises tremendous advances in this area
Arrest progress
Many measures may slow, arrest or stabilise
a condition, preventing deterioration and
minimising exacerbations or relapses. Thus in
COPD, stopping smoking will avoid further lung
damage, and prompt antibiotic treatment will
minimise infective exacerbations. Anticonvul-
sant drugs will prevent most epilepsy seizures
but will not rectify the underlying disease
process. Replacement therapy in endocrine defi-
ciency diseases such as diabetes will restore
normal function, although it cannot restore the
original organ. In many chronic diseases, by the
time a diagnosis is made there is often fixed,
irreversible organ damage.
Symptomatic relief and palliation
Included in this category are the many inter-
ventions that pharmacists make in minor self-limiting conditions, where advice and symp-
tomatic over-the-counter (OTC) medication are all that is needed.
Of course, under some circumstances there is
no prospect of influencing the disease process,
and all that can be done is to treat the symptoms
as they arise, and more generally make the
patient feel better. Terminal cancer is the prime
example. Analgesics, parenteral nutrition and
surgery to relieve obstruction or nerve pressure
may all be directed at improving the patient’s
quality of life, not at controlling the disease
Some would claim that many medical and
pharmaceutical efforts do no more than meet
this aim: for example, do antidepressants or anti-
inflammatory drugs really do more than suppress symptoms? Yet the relief of suffering and improvement in the quality of life are surely worthwhile benefits in themselves
Duration
Treatment can be acute, to manage a short-term
condition, or may need to be continued long
term as maintenance, in order to keep the
disease under control. In other cases treatment
can be prophylactic, to prevent further illness.
For example in anxiety, drug therapy should be used only for acute management; diabetes
requires lifelong maintenance; and atheroscle-
rotic cardiac disease usually requires prophylaxis
with antiplatelet and lipid-lowering medicines.
Modes
Having decided on a realistic aim, it is necessary
to make appropriate selections from the many
available modes of treatment. . Thus serious joint
disease may need social and economic help, as
well as support from a multidisciplinary team
including clinicians, nurses, pharmacists and
social workers, to alleviate the condition. Treat-
ment may involve surgery, and nearly always
physiotherapy, to achieve or maintain joint
mobility. Nursing skills are of paramount impor-
tance, both in hospital and in the home, if the
rheumatoid patient is to return as quickly as
possible to their normal activities. And of course
drug therapy is essential.
Medicines play an important part in the
management of many diseases, but they must be seen as only one part of the patient’s whole treat-
ment. When individual diseases are discussed in later chapters, the role of drug therapy - and its limitations - will be emphasised in relation to the other important modes of therapy.
Monitoring
Decisions about aims are incomplete unless ways
of determining to what extent they are being
achieved are also specified. The type of moni-
toring will depend on the nature of the abnor-
mality (e.g. blood glucose level in diabetes, blood
pressure in hypertension) and the aims of
therapy (e.g. symptom control or tumour size in
cancer). Similarly, certain treatments carry with
them the obligation to watch for adverse
effects (e.g. regular blood counts in cytotoxic
chemotherapy). Pharmacists are playing an
increasing role in these monitoring processes
Case history
A case history is a systematic account of the
progress of a patient’s disease, including the information and reasoning behind diagnosis and
management decisions. It is the core of the
medical process and provides a central database
for all concerned with the care of the patient. Taking a history and making a coherent record of
it are two of the most fundamental skills of
medicine, and they are being increasingly
adapted for use by paramedical professions such
as nursing and pharmacy.
Taking a ‘good history’ involves more than simply obtaining information and examining
the patient. It is a subtle mixture of comprehen-
sive clinical knowledge, detective work, lateral thinking, and communication skills such as listening and questioning. Unless the results are systematically recorded in a standardised way, its purpose may be largely defeated.
The way that these data fit into the general flow of information gathering is shown in Figure1.1. The categories of information reported in a case history will be considered next. This will
introduce some further essential medical termi-
nology and should help the pharmacist to
understand case reports in the medical literature
(Table 1.2). Although in some cases the complete work-up will not seem immediately appropriate - the
accident victim admitted through the Accident and Emergency Unit need not be questioned
about childhood illnesses - but a thorough
history prevents important facts such as a drug allergy possibly being missed, or less obvious diagnoses being overlooked
Patient details
A case history report is conventionally prefaced
by a brief description of the patient and their
complaint. This serves to orientate the reader
and also to summarize data that will subsequently be important for both diagnosis and
treatment
Age, sex, ethnic origin and occupation are
recorded because certain diseases are more preva-
lent in particular groups (e.g. type 2 diabetes in
the elderly, haemoglobinopathies in people of
Mediterranean origin), and numerous diseases are
occupationally related. Exotic disease might be suggested by the ethnic group or recent travel: in
the UK, fever in a non-travelling Londoner would be regarded differently to that in a newly arrived African or Asian immigrant. Decisions about
treatment may also be affected by such data, e.g. pharmacogenetic differences in drug handling and religious or ethnic dietary preferences.
It is usual to note how the patient came to
medical attention and with what complaint; this
gives an idea of the urgency of the problem and
how it is perceived by the patient. An experi-
enced clinician can also tell a lot from the
patient’s general appearance. The section might
include circumstantial observations such as a
walking stick or medication at the bedside, or
nicotine-stained fingers. Thus, a case history
might start:
Mr M, a 45-year-old slightly obese Caucasian busi-
nessman, was admitted 3 days ago through casualty after collapsing at work, complaining of a crushing chest pain of 3 h duration. On admission he appeared pale, anxious and in great pain.
Past medical history
Certain childhood diseases, and recent or cur-
rent chronic illnesses, may have a bearing on the
present illness. For example, rheumatic fever
often causes heart disease in later life, chicken-
pox may manifest itself later as shingles, and
asthma suggests an allergic predisposition. After
using open questions, e.g. ‘tell me about any
serious illnesses you have had’, , the patient will
be asked specifically about the more common
chronic conditions such as epilepsy, asthma,
hypertension, diabetes, jaundice and TB
Medication history
A medication history should ideally comprise a
list of current medication and recent medication
used for the presenting complaint, including
self-medication bought OTC and remedies rec-
ommended by a pharmacist. Sources for this
information include the patient’s recollection,
medication list or medication bag, and their
GP or community pharmacist’s records. The
effectiveness of each medication and any
adverse effects encountered, including allergy or
sensitivity, need to be recorded. Patients may
need prompting, especially for self-medication,
because even certain prescription items are
frequently not regarded as medicines, e.g. oral
contraceptives, nasal sprays, ophthalmic prepa-
rations, etc. Patients also tend to be rather
unreliable or imprecise on adverse effects, e.g.
the term ‘allergy’ may be used colloquially to
describe almost any adverse effect, even mild
dyspepsia. Unfortunately, an accurate and
complete record is seldom easy to obtain, even
when there is access to medical notes.
There is evidence that pharmacists can obtain
more complete medication histories than clini-
cians, perhaps because of their wider product
knowledge
Family history
Because many diseases have a significant genetic basis, a knowledge of any chronic illness in
siblings and parents, and the causes of death if appropriate, may provide vital clues. The connection may be direct, e.g. type 2 diabetes, or indirect, e.g. hay fever in the sibling of someone with dermatitis or a wheeze, implying a familial allergic (atopic) predisposition
Social history
Enquiries about a patient’s circumstances and way
of life (‘lifestyle’) have a number of aims. Clearly,
(anti-)social habits such as smoking, drinking and
illicit drug use have a bearing on illness, although
patients seldom give a reliable estimate (as a
general rule, double the number of drinks or
cigarettes admitted to). Excessive tea or coffee
consumption may also be significant. Special
dietary habits are important, especially with
ethnic minorities, vegans, obsessive slimmers, etc.
Equally important is information about a
patient’s financial and domestic circumstances. Can they afford to be ill? Are they the sole bread-
winner, or a single parent? What will be the
economic impact of hospital admission, or
attendance at a clinic? Is unemployment a
factor? Are their living conditions contributing
to their illness? What can be done for a patient
with heart failure living on the tenth floor and
with unreliable lifts? Who does the shopping?
If a patient has a chronic condition, how are
they coping? It is also necessary to ascertain
whether the patient is psychologically and intel-
lectually able to comprehend the diagnosis and
treatment, and to give genuinely informed
consent to surgery or other invasive procedures
History of presenting complaint
So far, little has been said about the patient’s
actual problem, but a comprehensive picture has
been built up which will be useful both for the
diagnosis of the current condition and for future
reference. There is now an opportunity for the
patient to relate their ‘story’. Patients should, as far as possible, be allowed to express themselves at their own pace and in their own words, although occasionally some pertinent prompt-
ing or ‘constructive interruption’ is required. The aim is to discover how the symptoms arose, what they are like, how they have developed, and
what has been done so far
Consider pain, for example. The nature and
intensity of pain are often significant, such as the
difference between crushing cardiac chest pain
and the burning retrosternal pain of gastroin-
testinal origin. How did it start? Is the pain
constant, short-lived, episodic or persistent? Is it
predictable? What makes it better or worse, e.g.
warmth, cold, a particular posture? Has the
patient already consulted a relative, pharmacist,
NHS Direct or GP, and what was their advice? Has
any treatment been tried, and if so, to what
effect
Note that the clinician need not yet have
actually seen the patient. Indeed, much of the
history so far could have been obtained by an
assistant or a computer; in fact, trials using
computers are sometimes quite effective. It is
estimated that up to 75% of diagnoses in
primary care can be made correctly using the
data obtained by this stage, so consistent is the
presentation of most illness. This explains how
some doctors are sometimes able temporarily to
‘diagnose’ and prescribe by telephone, although
it is hardly the technique of choice
Systematic examination (review of systems)
The next stage is to look in detail at each body
system. Although it is impossible to avoid this
examination being influenced by information
obtained so far, ideally it should be objective and
complete, so that nothing obscure or unusual is
overlooked and the data can be used later for
reference. The examination usually starts with
general observations of the patient’s appearance
and condition, in particular his or her colora-
tion, body surface markings, etc. Traditionally,
the presence or absence of jaundice, anaemia,
cyanosis, clubbing and oedema are noted
The details relevant to each body system will be discussed as appropriate in the following chapters. For each there are five stages:
1. Directed questioning (functional enquiry)
about symptoms likely to follow malfunction
of that system
2. Observation and examination for physical signs
3. Palpation (feeling)
4. Auscultation (listening with a stethoscope)
5. Percussion (tapping an area and listening to
the sound)
Thus, for the cardiovascular system the patient
will be asked about tiredness, swelling, palpita-
tions and shortness of breath, especially at night.
He or she will then be observed for objective
signs such as exercise tolerance, gasping and
oedema (ankles, abdomen). The pulses will be
felt at different parts of the body, and the extent
of any peripheral oedema estimated by local
pressure. Auscultation uses a stethoscope to
check cardiac rhythm and valve sounds. Percus-
sion of the chest shows the extent of pulmonary
oedema
Obviously, history and examination must be
guided by urgency and the presence of obvious
symptoms or signs: a road traffic accident victim
with head and chest injury is not asked about
their bowel habit or the presence of athlete’s
foot. Nevertheless, a full review of systems would
always be performed at some stage after hospital
admission, as part of the clerking process
Investigations
By this stage, a further 20% of diagnoses will
have been made. This leaves perhaps 5% that
require further investigation. Simple investiga-
tions may be done in a GP’s surgery, e.g. oph-
thalmoscopy, peak respiratory flow and blood
pressure measurement, and urine dipstick tests.
Many practices now have electrocardiogram
(ECG) equipment. Blood biochemistry and
microbiology samples are collected in the
surgery and usually sent to a local laboratory.
The most common test for which the patient
will be referred to a hospital (in the UK) is simple
X-ray imaging.
If the diagnosis is still in doubt, investigations
of increasing sophistication and expense are
gradually employed, so that an ever greater complexity of test is used to diagnose an ever diminishing proportion of cases
Diagnosis
A definitive diagnosis is usually clear by this
stage - or it may be provisional, awaiting confir-
mation from investigations. If several possible
diagnoses seem to fit the history, this differential
diagnosis will be resolved by further investiga-
tions. Sometimes, the diagnosis remains provi-
sional. If the patient recovers, there may be no
benefit in subjecting them to invasive, uncom-
fortable and possibly dangerous further investi-
gation if the result will not affect subsequent
management
Management
Each history should conclude with a manage-
ment plan, which summarises the aims and the
modes prescribed to meet them, monitoring and
expected outcomes. In the problem-orientated
approach, the record of management starts with
a summary of all the patient’s present problems,
which appears at the front of the patient’s notes.
The summary include:
• The current complaint (an ‘active problem’,
e.g. hypertension)
• Important past medical history (either active, e.g. peptic ulcer disease, or inactive, e.g. a past
myocardial infarction)
• Behaviour that requires modification (e.g.
smoking, poor diet)
• Possibly, psychological and social problems
A plan is outlined for each active problem. This
includes any further investigations required for
diagnostic confirmation or assessment of
severity, the aim of management, the recom-
mended treatment, the means of monitoring
and the period of follow-up, e.g. a further
appointment in so many weeks. Progress reports
recorded in the patient’s notes will then be based
on this management plan, dealing with each
problem for which treatment has been recom-
mended, and the management strategy may be
modified according to the patient’s response to treatment. This systematic approach is also sometimes known by the acronym SOAP:
• Subjective: patients reported or perceived problems
• Objective: data recorded by clinician or
obtained from investigations
• Assessment of problems
• Plan of action
Whether or not such a formal approach is expli-
citly used, the history always includes progress
notes. The outcome or progress of each manage-
ment aim is recorded and the reasoning behind
any changes in treatment explained, e.g. adverse
drug effects
For a hospital admission, the final component is the discharge summary, usually in the form of a letter to the patient’s GP
Drug disposition
Before considering the factors guiding drug
choice, the basic concepts of clinical pharma-
cology will be briefly reviewed. These concepts
underpin the drug selection decision-making
process. Included are the principles of absorp-
tion, distribution, metabolism and excretion,
and a brief summary of how these affect dosing
and drug interactions. For details, the reader is
referred to the References and further reading
section
Absorption and first-pass metabolism
The administration of a drug is the first stage of
the process that eventually results in the drug
acting on a receptor to produce the desired clin-
ical action. Before it reaches the receptor it has a
number of barriers to surmount, because the
body has evolved very effective mechanisms to
defend itself against foreign chemicals. This
process is represented in Figure 1.2. Following
oral administration, the first barrier is the
gastrointestinal epithelium, which favours at
least partially lipophilic compounds. If success-
fully absorbed, the drug is carried directly to the
liver via the portal vein, where it is exposed to metabolising enzymes, e.g. cytochromes. Many drugs are at least partly deactivated at this stage, so-called first-pass metabolism
Distribution
If not extracted by first-pass metabolism, the
drug reaches the general circulation. Some drugs
will then become bound to some extent to
plasma protein. This process is reversible but
bound drug, as opposed to free drug, is unavail-
able for clinical action, further metabolism or
renal excretion
From the plasma (where only a few drugs have
their primary action, e.g. antiplatelets), the drug
can potentially diffuse into all body tissues. This
wide distribution is responsible for many drug
side-effects, as a result of action at sites other
than those intended. The extent of distribution
depends on the drug’s plasma level, and theareas to which it is distributed depend largely on
its hydrophilic-lipophilic balance; e.g. only very
lipophilic drugs can cross the blood-brain
barrier. Eventually, if the administered dose raises
the plasma level above a threshold value, the
concentration at the intended receptor is suffi-
cient to elicit a pharmacological response.
Although we can rarely measure the drug con-
centration at the receptor site, plasma concentra-
tion is an acceptable substitute because it is
usually proportional to the concentration at the
receptor
Clearance
Clearance refers to the (rate of) removal of active
drug from the body. Drugs may be cleared by
chemical modification (metabolism), usually in
the liver, or by physical excretion from the
body, usually by the kidney. Hydrophilic drugs are easily cleared renally but a lipophilic drug
filtered at the glomerulus is likely to be reab-
sorbed in the tubule, so clearance is very ineffi-
cient. Thus the main function of hepatic
metabolism is not, as is sometimes believed, to
‘detoxify’ the drug, but to chemically convert it
to a more hydrophilic form for renal excretion.
That this process often reduces or eliminates the
drug’s pharmacological action is incidental;
indeed, some drugs are actually activated or
potentiated this way, e.g. codeine to morphine
Figure 1.2 also shows how some alternative
methods of administration can circumvent first-
pass metabolism to enhance bioavailability (e.g.
buccal absorption of glyceryl trinitrate; can evade
possible destruction by stomach acid (e.g.
injected insulin); or can permit faster action or
target the dose (e.g. inhaled salbutamol, rectal
steroid
Drug selection
This introduction concludes with a general
review of the factors that determine or influence
the choice of drug therapy following diagnosis.
The following chapters demonstrate the way
these principles are applied in common diseases
The decision process
The typical sequence is illustrated in Figure 1.3.
Clinical findings may suggest several appropriate
groups of drugs (or that none at all is needed).
This must then be progressively narrowed down
to one group, then a particular member of that
group; finally a route of administration and dose
must be chosen
Consider, for example, managing hypertension.
Precise diagnosis of the condition may suggest a
particular drug group: quite different strategies
will be needed depending on whether the condi-
tion is primary benign (essential) hypertension or
secondary to some other disease state, e.g. reno-
vascular disease or adrenal tumour. Clinical find-
ings will also indicate the urgency of treatment.
In primary hypertension the first choice would be
from among the thiazides, the angiotensin-
converting enzyme inhibitors (ACEIs) or the
calcium-channel blockers (CCBs); in high renin
disease an ACEI may be indicated; in the third case,
surgery might be feasible. In a patient with essen-
tial hypertension and concurrent ischaemic heart
disease, beta-blockers may be indicated, but should
the beta-blocker be selective or non-selective,
short- or long-acting, lipophilic or non-lipophilic?
Finally, having selected the most appropriate drug
entity, what should be the preferred route of
administration, dose and formulation?
In making these decisions, clinical factors
such as precise diagnostic class, drug factors
such as mode of action and half-life, and
patient factors such as age and renal function,
are all important. The choice from among the
various drugs indicated at each stage is deter-
mined initially by drug factors (i.e. the drugs of
choice for the particular disease, independent of
the particular patient). Early in the decision
process the considerations are principally phar-
macodynamic (i.e. pharmacological, including
toxicological). As the choice becomes more
focused, biopharmaceutical and pharmacoki-
netic factors become more relevant. Thus for
essential hypertension there are several types of
drugs indicated, related to their pharmacolog-
ical effect on blood pressure. Once a drug group
has been decided upon, selecting a particular
member must take account of the spectrum of
pharmacokinetic properties of the group, or the
formulations available
At each stage the selection based on drug
factors may then be modified or constrained by
patient factors, such as the patient’s response to
the agent (pharmacodynamics), their handling
of it (pharmacokinetics), or possibly concurrent
disease or drug therapy. Thus the choice of a
renally cleared drug might have to be changed in
a patient with renal impairment; a patient with compliance problems might benefit from a
modified-release preparation; a patient with
diabetes should avoid thiazides. Finally, one
should not forget cost: from a number of com-
parably efficacious and safe drugs the most
economic one must always be first choice
There are also prescriber factors, i.e. the
clinician’s own preference, exercised on the
basis of familiarity and experience, and these
may be as good a guide as any when choosing
from among a range of very similar prepara-
tions. On the other hand this may occasion-
ally be based on unsystematic anecdotal
evidence or outdated habits. In their role as
pharmaceutical advisers, pharmacists are now
helping GPs to make evidence-based choices
and construct rational formularies to facilitate
drug selection. Increasingly, they also prescribe
independently
Drug factors
Pharmacodynamics and toxicity
These are the primary criteria. Occasionally the
diagnosis will indicate a unique drug group or
even one specific drug, e.g. levothyroxine in
hypothyroidism, but usually there are a num-
ber of approximately equivalent strategies
available at this stage. Precise pharmacological
properties then become important, the choice
depending on the clinical presentation. For
example, an arterial vasodilator may be more
useful than a venodilator in certain types of
heart failure; a cough suppressant rather than
a decongestant may be preferred for a cough
unproductive of mucus. Receptor subtype
specificity may also be relevant, e.g. cardio-
selectivity of beta-blockers, selective amine
re-uptake blockade in antidepressants
A drug’s therapeutic index must also be considered: what is the risk-to-benefit ratio of treatment? The severity of the condition may
justify using a more potent but more toxic agent, but can the plasma level or adverse effects be easily monitored? Does the plasma level corre-
late with the concentration at the presumed site of action or the therapeutic benefit, or with the intensity of adverse effects?
Biopharmaceutics
The formulation of a medicine is important in
selection for a number of reasons, e.g. for IV
preparations, where stability and pharmaceutical
compatibility are crucial, and dermatological
preparations, where penetration, skin hydration,
miscibility, etc. can influence effectiveness.
Formulation can also affect bioavailability,
which is particularly important for drugs with a
narrow therapeutic index used to stabilize
serious chronic conditions, e.g. phenytoin in
epilepsy or theophylline in asthma, where
changes in formulation might compromise
disease control or cause toxicity
Some drugs are unsuitable for certain routes, e.g. benzylpenicillin is destroyed by gastroin-
testinal enzymes and so is unsuitable for oral
administration, aminophylline requires too high a dose mass for aerosolization, and phenytoin is too irritant for IM use
Pharmacokinetics
A drug’s physicochemical properties (especially
its hydrophilic/lipophilic balance, pKa and
molecular size) affect its absorption, distribution to the required site of action, mode and rate of clearance and route of elimination
Hydrophilic/lipophilic balance
The characteristics conferred by predominant
hydrophilic or lipophilic properties (summa-
rized in Table 1.3) are particularly noticeable
within a series of otherwise similar drugs, e.g.
the beta-blockers (see below). Most drugs need
both properties: lipophilic to cross mem-
branes; hydrophilic to enable transport in and
distribution by body fluids. For lipophilicity
the drugs will need some non-polar groups in
their structure and, if such drugs are ionic,
they will exist to a significant extent in
unionized form at body pH, i.e. their pKa
should be near 7.4. Strongly hydrophilic drugs
are often highly polar, and those that are
ionic have pKa values significantly greater or
less than 7.4
Membrane permeability, which determines
many biological properties, is highly dependent
on polarity. Lipophilic drugs (e.g. most general
anaesthetics), pass biological membranes easily,
whereas ionized molecules (e.g. aminoglycoside
antibiotics) generally penetrate membranes poorly in the absence of specific transmembrane pumps
Taken orally, lipophilic drugs are more likely
to undergo first-pass hepatic metabolism, with
consequent reduced bioavailability, e.g. propran-
olol. Highly lipophilic drugs partition into body
fat, and so may have a high volume of distribu-
tion and prolonged half-life, e.g. diazepam. If
the metabolite of a lipophilic drug is also active,
the activity will be further prolonged, e.g.
carbamazepine
Hydrophilic drugs such as atenolol are cleared
mainly by renal excretion, which often tends to
give them a shorter half-life, especially if they
undergo tubular secretion. Lipophilic drugs such
as propranolol are likely to be metabolized rapidly
by the liver to produce a more hydrophilic mole-
cule that can then be more easily excreted by the
kidney
Although lipophilic molecules are freely fil-
tered at the renal glomerulus, they are equally
freely reabsorbed from the tubules, so their net
renal clearance is inherently low. In contrast,
hydrophilic molecules are less efficiently reab-
sorbed and are more likely to pass out in the
urine
pKa
Acidic drugs (e.g. aspirin) are generally more
highly bound to plasma albumin, giving a lower
volume of distribution, i.e. they tend to stay in
the plasma rather than distribute to the tis-
sues (Table 1.4). Basic drugs (including many
CNS-acting agents such as phenothiazines) are the-
oretically more prone to binding to acid glyco-
protein, an acute phase inflammatory plasma
protein; however, albumin also has binding sites
for basic drugs. Acidic drugs tend to interact by
displacement from protein binding. Plasma
protein binding reduces the free (unbound) drug
plasma concentration, and thus both drug
activity and clearance, because it is this fraction
that is available equally for pharmacodynamic
effect, and also for hepatic extraction and renal
excretion
Interactions may occur intrarenally owing to
competition for the special tubular secretory
transport mechanisms that exist for weak acids
and bases. The pH of the urine can affect clear-
ance: a more acid urine promotes the clearance of basic drugs, and vice versa. This is the basis of forced acid or alkaline diuresis to treat poison-
ing, e.g. urinary alkalinization for barbiturate or aspirin overdose
Molecular size
Membrane permeability is also affected by mole-
cular size. Ionized or highly polar molecules
greater than 100 Da do not cross membranes.
Hydrophilic hepatic metabolites greater than 400 Da are likely to be excreted in the bile, while smaller molecules are excreted renally
Overall effect
The sum of all the pharmacokinetic properties of
a drug will determine important parameters of
its use:
• The half-life
• The time a single oral dose will take to reach peak concentration, which affects the useful
ness in an emergency and the best timing of plasma level sampling.
• The time to reach steady state, which may in turn affect the time to initial onset of useful
action, and the minimum advisable interval between dose changes
• Peak and trough plasma levels: the former determines toxicity, the latter clinical effect
• The frequency of dosage, which may affect compliance
Physicochemical factors may also influence toxi-
city, e.g. the more lipophilic beta-blockers readily cross the blood-brain barrier and may cause adverse central nervous system (CNS) effects.
As an example of how these factors affect choice, consider a drug for the oral prophylaxis of recurrent urinary-tract infection. To be effective it must be well absorbed, should not be signifi-
cantly deactivated by the liver and should be
excreted in antimicrobially significant concentra-
tions in the urine. Because prophylactic therapy is often associated with compliance problems, a long-acting drug or formulation with a once-daily dosage regimen would be preferred
Patient factors
There is often a wide interpatient variation in
response, both therapeutic and toxic, to a
standard dose of a drug. Thus, despite careful
attention to all the above factors, there is still
a need to carefully review the choice of drug
and dose for an individual patient. This
variation arises because of a combination of
differing pharmacodynamics (Table 1.5) and
differing pharmacokinetics (Table 1.6)
Response
Drug response varies with age. The elderly and
the very young may have atypical responses to
many drugs. These may be due to anomalous or
exaggerated sensitivity, especially to drugs acting
on the CNS, e.g. aggression in some elderly
patients taking benzodiazepines. Alternatively,
there may be impaired physiological or homeo-
static mechanisms, e.g. among the elderly, an
exaggerated hypotensive effect with vasodilators, or hyponatraemia with diuretics. In some
cases there are genetic or racial differences in
drug response, e.g. thiazide diuretics are much
more effective antihypertensives in people with
a dark skin, who respond less favourably than
people with a white skin to beta-blockers
If there are unexpected responses, particularly
apparent ineffectiveness, the possibility of
patient non-compliance should always be borne
in mind. There are many possible reasons for
non-compliance and pharmacists have an
important role in detecting it and improving the
situation. In some cases a change in drug or
formulation may encourage better compliance,
e.g. a long-acting, once-daily form for essential
hypertension. In other cases, an inappropriate
dose or exaggerated sensitivity to adverse effects
may be to blame. Sensitive enquiry of the patient
will often uncover an innocent or perfectly
reasonable explanation, frequently deriving
from poor communication or imperfect patient
understanding. The recommended ideal is to
develop a concordance between prescriber and patient, i.e. mutual confidence, mutually agreed objectives and constraints and mutually agreed treatment
Concurrent diseases may increase the
patient’s sensitivity to some drugs; for example,
the myocardium is more sensitive to digoxin after
infarction, or in thyroid imbalance. Other
diseases may indirectly make a patient less
tolerant of the drug, e.g. beta-blockers are contra-
indicated in asthma. The patient’s biochemical
and physiological status is often important, e.g.
digoxin toxicity is greatly increased in the
presence of hypokalaemia
Previous or sustained exposure to a drug
may produce an unexpected tolerance to
either the therapeutic effect (e.g. prophylactic
nitrates in ischaemic heart disease) or an
adverse effect(e.g. anticholinergics). The
patient may be taking interacting drugs,
which may be antagonistic (e.g. corticosteroids
and thiazides both antagonize oral hypogly-
caemic drugs), or additive or synergistic, such
as a sedative OTC antihistamine taken with an
anxiolytic
For reasons that are poorly understood, some patients have anomalous or idiosyncratic adverse reactions to certain drugs, the penicillins being the best example. These are often
immunologically-based,non-dose-dependent type B adverse effects
Finally, in women, the possibility of the drug having an effect on conception, pregnancy or
breastfeeding requires special consideration
Handling
Interpatient variation in pharmacokinetic para-
meters may be inborn or acquired, and is partic-
ularly important in dosage and route selection,
but also sometimes affects which drug group is
selected
Absorption
Many diseases can affect oral absorption. Disease
of the gut itself may of course affect absorption
(e.g. vomiting, diarrhoea, inflammatory bowel
disease), but so too can cardiovascular disease,
which may compromise gastrointestinal perfu-
sion. The elderly are more prone to such
diseases, especially heart failure. Oral absorption is only affected by extreme age. Oral intolerance, e.g. gastric upset, is a common adverse effect and a reason for both non-compliance and potentially serious morbidity
There may be unwanted interactions with the patient’s diet or other drug therapy, e.g. tetracy-
cline absorption is impaired by concurrent milk or antacid consumption
Absorption from any site depends on an
adequate blood supply. SC or IM injections may
be ineffective if the circulation is compromised,
because blood is redirected to the core visceral
circulation. Thus morphine must always be given
intravenously following myocardial infarction.
Diabetics should understand that insulin absorp-
tion from a limb injection site is more variable
than from an abdominal one, because limb
perfusion depends on physical activity
There may be other barriers to absorption.
Bronchodilators will not easily penetrate
constricted airways, and transdermal absorption
will vary according to the skin thickness of the
area to which a dermatological or transdermal
preparation is applied and to the local blood
flow (which, for example, is increased in
inflammation)
If IV infusion is planned, the condition of the patient’s veins must be considered, and whether the patient can tolerate the fluid load of the
vehicle or any associated ions, e.g. sodium or potassium with penicillin
Distribution
Distribution is affected by the proportion of
adipose tissue to lean body mass (which is
aqueous), and by the plasma protein level (which
may affect the free drug plasma level, depending
on its kinetics). This can affect both the overall
volume of distribution, the distribution between
different compartments, and access to the organs
of elimination, chiefly the liver and kidney
The elderly have a lower lean body mass and
so a relatively smaller aqueous compartment
than middle-aged adults, and the very young
have a higher proportion of body water. Both the
elderly and the very young have reduced plasma
albumin, which reduces drug binding. The
patient’s nutritional state and hydration will
similarly affect drug distribution between
various compartments, as will a large volume of oedema fluid. A large volume of distribution will result in lower plasma levels
Delivery to the target site is dependent
primarily on the regional blood perfusion. This
may be seriously impaired in heart failure, shock,
peripheral vascular disease or diabetic blood vessel
disease. For example, it is difficult to treat an infec-
tion in a diabetic’s foot with systemic antibiotics
Distribution may be further modified by the
body’s internal barriers. For example, the
blood-brain barrier impedes polar molecules,
but this effect is much reduced if it is inflamed,
e.g. in meningitis. Pus is poorly penetrated by
some antibiotics, and sputum concentrations of
antibiotics are frequently far lower than plasma
concentrations
Other drugs that a patient may be taking
might compete for plasma protein binding sites,
causing an increase in the free drug levels of the
one displaced. However, despite the many theo-
retical possibilities of such interactions, rela-
tively few are clinically significant and only a
small number are serious. A drug will only cause
a significant elevation in the free concentration
of another by displacement if both are avidly
bound to the same site, are in high concentra-
tion in the plasma, and have a low volume of
distribution, i.e. most of the drug in the body is
in the plasma
Moreover, clearance of the displaced drug may be increased, and this tends to counteract any
rise in plasma level. Only certain drugs are likely to cause clinically significant problems by this mechanism: these include potentially toxic drugs with a narrow therapeutic index, and those whose doses are carefully titrated to stabi-
lize a chronic condition, e.g. antiepileptics, oral hypoglycaemics and anticoagulants
Concurrent disease may also influence bind-
ing. Endogenous metabolites such as bilirubin,
which is elevated in jaundice, may compete for
binding sites. A high blood urea level, e.g. in
renal failure, impairs protein binding, and
hypoproteinaemia in liver failure, malabsorption
and the nephrotic syndrome, will reduce
available sites
Clearance and elimination
The function of either of the main organs of
clearance may be impaired by disease, age or concurrent drug therapy. A knowledge of the
patient’s renal and hepatic function, their
medication history and the mode(s) of elimina-
tion of the drug to be used, are essential when
selecting therapy. The use of drugs in hepatic
impairment is considered in Chapter 3 (p. 159)
and in renal impairment in Chapter 14 (p. 914)
Evidence-based medicine
Patient management is moving rapidly away
from being derived from observational studies
and expert opinion to evidence based on critical
and objective comparison of the clinical
outcomes of different treatment strategies. The
favoured technique is meta-analysis, whereby
objective data from as many comparable
randomized controlled trials (RCTs) as possible
are pooled and aggregated. Obviously the skill
here lies not least in ensuring comparability.
Meta-analysis can increase the statistical power
and therefore the reliability of the conclusions,
making the recommendations far stronger than
if they had been based on any individual compo-
nent trial, each with far smaller patient numbers.
Failing meta-analysis, less rigorous systematic
reviews of RCTs can be used, but with less confi-
dence. If RCTs are not available, case-control or
cohort studies can be used. Least reliable are
individual case reports or expert opinion
This produces a hierarchy of levels of evi-
dence upon which recommendations can be
based, with the higher levels subdivided according to the quality of the analysis. These can be summarized as
• Level 1 (1,1 or 1): meta-analyses or systematic review of RCTs
• Level 2 (2, 2or 2): systematic reviews of case-control or cohort studies
• Level 3: non-systematic studies, e.g. case reports or case series
• Level 4: expert opinion
As a result a management guideline for the
condition being treated is devised. The recom-
mendations in guidelines are normally graded for strength or reliability according to the level of evidence on which they are based:
• Grade A: level 1 meta-analysis directly applicable to the target population of the guidance
• Grade B: level 2 evidence directly applicable to the target population of the guidance, or
evidence extrapolated from level 1 evidence
• Grade C: level 2 evidence directly applicableto the target population of the guidance,
or evidence extrapolated from level 2
Evidence
• Grade D: level 3 or 4, or extrapolation from level 2 evidence
This is a simplification of a subtle and rigorous statistical process. The key point is that such an approach to drug selection does not need to
consider directly many of the factors discussed above. These would all have been part of the
original design of the RCTs. The evidence-based medicine approach is simply, ‘does it work, and at what cost of adverse effects?’. This is partly what the National Institute for Health and Clinical Excellence (NICE) does, although it also has to consider the economic cost
To this extent, evidence-based medicine guide-
lines may be seen as relieving the prescriber of
making some of the decisions discussed in this
chapter. However, no guideline can anticipate all
possible combinations of circumstances, and
clinical judgement will always need to be exer-
cised, even if it ultimately supports following the
guideline. Moreover, a professional practitioner
is obliged not just to blindly follow guidelines,
but to understand the rationale behind the
recommendations
Pharmaceutical care
As stated in the Preface, this is not a textbook of
clinical pharmacy. However, it is relevant to note
at this point the involvement of pharmacists in
patient care. Pharmacists are increasingly taking more responsibility for the management and
optimization of the entire spectrum of a patient’s
pharmacotherapy. This has extended the con-
cept of clinical pharmacy beyond validating
indications and screening contra-indications,
interactions and dosage regimens. Pharmacists
now have a commitment to anticipate or iden-
tify all possible drug-related problems. Pharma-
ceutical care involves devising an appropriate
pharmaceutical care plan and specifying how
this will be implemented and monitored for suc-
cess and adverse events. Pharmacist prescribing
is extending this process significantly
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